Audit of the NRC’s Prohibited Security Ownership Process
Report Information
Recommendations
Revise MD 7.7, Security Ownership, to include roles and responsibilities clarifications, and remove inconsistencies and outdated information.
Develop, finalize, and implement the prohibited securities desk guide.
Require all NRC employees to complete annual training on the prohibited securities process, including waiver and extension requests, and require covered employees to sign annual security ownership certification forms.