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Breadcrumb

Audit of the NRC’s Prohibited Security Ownership Process

Report Information

Date Issued
Report Number
OIG-21-A-17
Report Type
Audit
Joint Report
No
Agency Wide
No (location specific)
Questioned Costs
$0
Funds for Better Use
$0

Recommendations

Revise MD 7.7, Security Ownership, to include roles and responsibilities clarifications, and remove inconsistencies and outdated information.

Develop, finalize, and implement the prohibited securities desk guide.

Require all NRC employees to complete annual training on the prohibited securities process, including waiver and extension requests, and require covered employees to sign annual security ownership certification forms.