Official websites use .gov
A .gov website belongs to an official government organization in the United States.
Secure .gov websites use HTTPS
A lock
()
or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.
Clarify roles and responsibilities for completion, tracking, and retention of security ownership forms.
STATUS OF RECOMMENDATIONS: AUDIT OF THE NRC’S PROHIBITED SECURITY OWNERSHIP PROCESS
STATUS OF RECOMMENDATIONS: AUDIT OF THE NRC’S PROHIBITED SECURITY OWNERSHIP PROCESS
Develop and implement quality assurance measures for the prohibited securities process to ensure staff adherence to timeliness metrics and ethics guidance.
Develop and implement quality assurance measures to ensure adequate monitoring of prohibited securities records including record retention and external audit capability.