U.S. flag

An official website of the United States government

Dot gov

Official websites use .gov
A .gov website belongs to an official government organization in the United States.


Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.


Audit of the NRC’s Prohibited Security Ownership Process

Report Information

Date Issued
Report Number
Report Type
Joint Report
Agency Wide
No (location specific)
Questioned Costs
Funds for Better Use


Clarify roles and responsibilities for completion, tracking, and retention of security ownership forms.

Develop and implement quality assurance measures for the prohibited securities process to ensure staff adherence to timeliness metrics and ethics guidance.

Develop and implement quality assurance measures to ensure adequate monitoring of prohibited securities records including record retention and external audit capability.

Revise MD 7.7, Security Ownership, to include roles and responsibilities clarifications, and remove inconsistencies and outdated information.

Develop, finalize, and implement the prohibited securities desk guide.